SEC Form 4 · accession 0001273412-18-000008
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony V Bilotta Jr.
Officer — EVP Dir of Retail Banking/Mark
Period of report
Mar 11, 2018
Accepted (ET)
Mar 13, 2018 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2018 | F | 58 | $34.71 | D | 15,122 | D | |
| Common Stock | Mar 11, 2018 | F | 445 | $34.71 | D | 14,677 | D | |
| Common Stock | Mar 11, 2018 | F | 214 | $34.71 | D | 14,463 | D | |
| Common Stock | Mar 11, 2018 | F | 578 | $34.71 | D | 15,396 | D | |
| Common Stock | Mar 11, 2018 | F | 278 | $34.71 | D | 15,843 | D | |
| Common Stock | Mar 11, 2018 | F | 326 | $34.77 | D | 16,368 | D | |
| Common Stock | Mar 11, 2018 | F | 157 | $34.77 | D | 16,619 | D | |
| Common StockF1 | holding | — | — | — | 898 | I | 401K | |
| Common Stock | holding | — | — | — | 139 | I | Deferred Compensation | |
| Common Stock | holding | — | — | — | 1,769 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Common Stock | 3,215 | 3,215 | D |
| Restricted Stock UnitsF3,F5 | — | holding | — | — | — | — | — | Common Stock | 3,812 | 3,812 | D |
Explanation of responses
- F1Includes 401 (K) contributions to purchase PGC stock
- F2Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- F4The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
- F5The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.