SEC Form 4 · accession 0001273412-18-000006

PEAPACK GLADSTONE FINANCIAL CORP · PGC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SEVP & Pres of Priv Wealth Mgt

Period of report

Mar 11, 2018

Accepted (ET)

Mar 13, 2018 · 3:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001050743

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Mar 11, 2018	F	1,693	$34.71	D	73,382	D
Common Stock^F2	Mar 11, 2018	F	1,309	$34.71	D	72,073	D
Common Stock^F2	Mar 11, 2018	F	810	$34.71	D	73,720	D
Common Stock^F2	Mar 11, 2018	F	165	$34.71	D	74,053	D
Common Stock^F2	Mar 11, 2018	F	457	$34.71	D	74,981	D
Common Stock^F7	holding	—	—		—	3,842	I	Rabbi Trust
Common Stock^F1	holding	—	—		—	5,325	I	401(K)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F3,F4	—	holding	—	—	—	—	—	Common Stock	10,455	10,455	D
Restricted Stock Unit^F3,F5	—	holding	—	—	—	—	—	Common Stock	1,995	1,995	D

F1Includes 401(K) contributions used to purchase PGC stock.
F210,804 shares held in trust
F3Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F4The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F5The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
F6Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F7Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.