SEC Form 4 · accession 0001273412-18-000004
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L Kennedy
Officer — President & CEO · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 5, 2018 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 2, 2018 | F | 1,303 | $35.26 | D | 173,892 | D | |
| Common StockF1 | holding | — | — | — | 7,109 | I | 401 (K) | |
| Common Stock | holding | — | — | — | 3,834 | I | Employee Stock Purchase Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 401 (K) contributions to purchase PGC stock.
- F218,284 shares held in trust