SEC Form 4 · accession 0001273412-17-000068
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L Kennedy
Officer — President & CEO · Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 11, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F2 | Dec 8, 2017 | G | 5,000 | $0.00 | D | 175,195 | D | |
| Common StockF1 | holding | — | — | — | 7,109 | I | 401 (K) | |
| Common Stock | holding | — | — | — | 3,834 | I | Employee Stock Purchase Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 401 (K) contributions to purchase PGC stock.
- F218,284 shares held in trust
- F3A gift involves no payment of consideration; therefore, no price is necessary.