SEC Form 4 · accession 0001273412-17-000040
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Babcock
Officer — SEVP & Pres of Priv Wealth Mgt
Period of report
Mar 11, 2017
Accepted (ET)
Mar 13, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2017 | A | 10,804 | $0.00 | A | 98,797 | D | |
| Common StockF2 | Mar 11, 2017 | F | 5,772 | $30.08 | D | 93,025 | D | |
| Common StockF1 | holding | — | — | — | 4,643 | I | 401(K) | |
| Common Stock | holding | — | — | — | 3,151 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 401(K) contributions used to purchase PGC stock.
- F210,804 shares held in trust