SEC Form 4 · accession 0001273412-17-000008
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Consi
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 410 | $23.40 | A | 88,942 | D | |
| Common Stock | Feb 27, 2017 | S | 410 | $31.72 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 100 | $23.40 | A | 88,632 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $31.73 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 100 | $23.40 | A | 88,632 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $31.74 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 3 | $23.40 | A | 88,535 | D | |
| Common Stock | Feb 27, 2017 | S | 3 | $31.77 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 97 | $23.40 | A | 88,629 | D | |
| Common Stock | Feb 27, 2017 | S | 97 | $31.78 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 100 | $23.40 | A | 88,632 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $31.81 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 557 | $23.40 | A | 89,089 | D | |
| Common Stock | Feb 27, 2017 | S | 557 | $31.88 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 300 | $23.40 | A | 88,832 | D | |
| Common Stock | Feb 27, 2017 | S | 300 | $31.89 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 118 | $23.40 | A | 88,650 | D | |
| Common Stock | Feb 27, 2017 | S | 118 | $31.90 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 100 | $23.40 | A | 88,632 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $31.91 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 200 | $23.40 | A | 88,732 | D | |
| Common Stock | Feb 27, 2017 | S | 200 | $31.915 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 25 | $23.40 | A | 88,557 | D | |
| Common Stock | Feb 27, 2017 | S | 25 | $31.92 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 100 | $23.40 | A | 88,632 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $31.925 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 100 | $23.40 | A | 88,632 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $31.935 | D | 88,532 | D | |
| Common Stock | Feb 27, 2017 | M | 2,500 | $13.53 | A | 91,032 | D | |
| Common Stock | Feb 27, 2017 | F | 1,148 | $31.945 | D | 92,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F6,F1 | $23.40 | Feb 27, 2017 | M | 2,310 | D | — | Jan 2, 2018 | Common Stock | 2,310 | 0 | D |
| Stock Option (right to buy)F6,F3 | $13.53 | Feb 27, 2017 | M | 2,500 | D | — | Jan 3, 2021 | Common Stock | 2,500 | 0 | D |
| Stock Option (right to buy)F6,F4 | $10.72 | Feb 27, 2017 | M | 2,500 | D | — | Jan 3, 2022 | Common Stock | 2,500 | 0 | D |
| Stock Option (right to buy)F6,F5 | $14.68 | Feb 27, 2017 | M | 2,500 | D | — | Jan 2, 2023 | Common Stock | 2,500 | 0 | D |
| Stock Option (right to buy)F2 | $13.43 | holding | — | — | — | — | Jan 4, 2020 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- F2The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
- F3The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
- F4The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
- F5The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
- F6Option grant has no purchase or sale price