SEC Form 4 · accession 0001273412-16-000184

PEAPACK GLADSTONE FINANCIAL CORP · PGC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 22, 2016

Accepted (ET)

Dec 27, 2016 · 9:19 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001050743

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 22, 2016	M	2,310	$26.76	A	64,372	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock option (right to buy)^F7,F1	$26.76	Dec 22, 2016	M	2,310	D	—	Jan 3, 2017	Common Stock	2,310	0	D
Stock option (right to buy)^F2	$23.40	holding	—	—	—	—	Jan 2, 2018	Common Stock	2,310	2,310	D
Stock Option (right to buy)^F3	$13.43	holding	—	—	—	—	Jan 4, 2020	Common Stock	5,000	5,000	D
Stock Option (right to buy)^F4	$13.53	holding	—	—	—	—	Jan 3, 2021	Common Stock	2,500	2,500	D
Stock Option (right to buy)^F5	$10.72	holding	—	—	—	—	Jan 3, 2022	Common Stock	2,500	2,500	D
Stock Option (right to buy)^F6	$14.68	holding	—	—	—	—	Jan 2, 2023	Common Stock	2,500	2,500	D

F1The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
F2The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
F3The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
F4The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
F5The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
F6The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
F7Option grant has no purchase or sale price