SEC Form 4 · accession 0001273412-16-000178
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Consi
Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 2,310 | $26.76 | A | 90,842 | D | |
| Common Stock | Dec 9, 2016 | S | 2,310 | $30.3871 | D | 88,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F7,F1 | $26.76 | Dec 9, 2016 | M | 2,310 | D | — | Jan 3, 2017 | Common Stock | 2,310 | 0 | D |
| Stock Option (right to buy)F2 | $23.40 | holding | — | — | — | — | Jan 2, 2018 | Common Stock | 2,310 | 2,310 | D |
| Stock Option (right to buy)F3 | $13.43 | holding | — | — | — | — | Jan 4, 2020 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (right to buy)F4 | $13.53 | holding | — | — | — | — | Jan 3, 2021 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (right to buy)F5 | $10.72 | holding | — | — | — | — | Jan 3, 2022 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (right to buy)F6 | $14.68 | holding | — | — | — | — | Jan 2, 2023 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- F2The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- F3The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
- F4The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
- F5The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
- F6The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
- F7Option grant has no purchase or sale price