SEC Form 4 · accession 0001273412-16-000170
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Finn MW Caspersen Jr.
Officer — SEVP & Chief Counsel · Director
Period of report
Dec 4, 2016
Accepted (ET)
Dec 6, 2016 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2016 | F | 1,123 | $22.72 | D | 88,901 | D | |
| Common Stock | holding | — | — | — | 1,333 | I | Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 3,135 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $26.76 | holding | — | — | — | — | Jan 3, 2017 | Common Stock | 2,100 | 2,100 | D |
| Stock Option (right to buy)F2 | $23.40 | holding | — | — | — | — | Jan 2, 2018 | Common Stock | 3,150 | 3,150 | D |
Explanation of responses
- F1The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- F2The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.