SEC Form 4 · accession 0001273412-16-000156
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric H. Waser
Officer — EVP, Head of Comm Banking
Period of report
Aug 19, 2016
Accepted (ET)
Sep 2, 2016 · 9:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2016 | P | 3 | $19.90 | A | 8,137 | I | by IRA |
| Common Stock | Aug 26, 2016 | P | 897 | $19.80 | A | 9,034 | I | by IRA |
| Common Stock | Aug 31, 2016 | P | 590 | $19.95 | A | 9,624 | I | by IRA |
| Common Stock | Sep 1, 2016 | P | 410 | $19.95 | A | 10,034 | I | by IRA |
| Common Stock | holding | — | — | — | 21,073 | D | ||
| Common StockF1 | holding | — | — | — | 2,700 | I | 401 (K) | |
| Common Stock | holding | — | — | — | 2,120 | I | Employee Stock Purchase Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 401 (K) contributions used to purchase PGC stock.