SEC Form 4 · accession 0001273412-15-000046
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen A Rockoff
Officer — Chief Risk Officer
Period of report
Mar 11, 2015
Accepted (ET)
Mar 20, 2015 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | F | 271 | $20.98 | D | 8,936 | D | |
| Common Stock | holding | — | — | — | 660 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $14.06 | holding | — | — | — | — | Apr 15, 2023 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The options are exercisable in five equal annual installments on April 15, 2014, 2015, 2016, 2017 and 2018.