SEC Form 4 · accession 0001273412-15-000014
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Finn MW Caspersen Jr.
Officer — SEVP & Chief Counsel · Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | A | 8,352 | $0.00 | A | 81,692 | D | |
| Common Stock | holding | — | — | — | 1,333 | I | Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 1,001 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $28.57 | holding | — | — | — | — | Mar 29, 2014 | Common Stock | 11,549 | 11,549 | D |
| Stock Option (right to buy)F2 | $26.76 | holding | — | — | — | — | Jan 3, 2017 | Common Stock | 2,100 | 2,100 | D |
| Stock Option (right to buy)F3 | $23.40 | holding | — | — | — | — | Jan 2, 2018 | Common Stock | 3,150 | 3,150 | D |
Explanation of responses
- F1The options were exercisable in five equal annual installments on March 29, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
- F2The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- F3The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.