SEC Form 4 · accession 0001273412-15-000006
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank A Kissel
Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 25, 2015 · 1:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Feb 10, 2015 | G | 528 | $0.00 | D | 115,471 | D | |
| Common StockF3 | holding | — | — | — | 10,919 | I | 401K Plan/Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 3,815 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy)F1 | $26.76 | holding | — | — | — | — | Jan 3, 2017 | Common Stock | 5,250 | 5,250 | D |
| Stock options (right to buy)F2 | $23.40 | holding | — | — | — | — | Jan 2, 2018 | Common Stock | 5,250 | 5,250 | D |
Explanation of responses
- F1The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- F2The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- F3Includes profit-sharing contributions and earnings since last filing.
- F4A gift involves no payment of consideration; therefore, no price is necessary.