SEC Form 4 · accession 0001193125-26-397655
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maureen Hemhauser
Officer — EVP & Chief Risk Officer
Period of report
Sep 21, 2026
Accepted (ET)
Sep 22, 2026 · 2:02 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2026 | S | 2,297 | $45.3241 | D | 0 | D | |
| Common StockF1 | holding | — | — | — | 9,580 | I | Rabbi Trust | |
| Common Stock | holding | — | — | — | 456 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 2,799 | 2,799 | D |
| Restricted Stock UnitsF3 | — | holding | — | — | — | — | — | Common Stock | 5,386 | 5,386 | D |
| Restricted Stock UnitsF4 | — | holding | — | — | — | — | — | Common Stock | 944 | 944 | D |
| Restricted Stock UnitsF5 | — | holding | — | — | — | — | — | Common Stock | 2,466 | 2,466 | D |
| Restriced Stock UnitsF6 | — | holding | — | — | — | — | — | Common Stock | 1,399 | 1,399 | D |
| Restricted Stock UnitsF7 | — | holding | — | — | — | — | — | Common Stock | 1,795 | 1,795 | D |
| Phantom StockF8 | — | holding | — | — | — | — | — | Common Stock | 1,427 | 1,427 | D |
| Phantom Stock UnitsF9 | — | holding | — | — | — | — | — | Common Stock | 1,426 | 1,426 | D |
Explanation of responses
- F1Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
- F2On March 20, 2025, the reporting person was granted 4,197 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.
- F3On March 20, 2026, the reporting person was granted 5,386 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.
- F4On March 20, 2022, the reporting person was granted 4,712 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.
- F5On March 20, 2023, the reporting person was granted 6,162 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.
- F6On March 20, 2025, the reporting person was granted 1,399 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.
- F7On March 20, 2026, the reporting person was granted 1,795 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.
- F8On March 20, 2024, the reporting person was granted 4,279 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
- F9On March 20, 2024, the reporting person was granted 1,426 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.