SEC Form 4 · accession 0001193125-26-381299
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Martin Smith
Officer — SEVP, President Comml Banking
Period of report
Sep 2, 2026
Accepted (ET)
Sep 3, 2026 · 11:18 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2026 | S | 1,250 | $44.66 | D | 12,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Common Stock | 3,282 | 3,282 | D |
| Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 6,863 | 6,863 | D |
| Restricted Stock UnitsF3 | — | holding | — | — | — | — | — | Common Stock | 1,573 | 1,573 | D |
| Restricted Stock UnitsF4 | — | holding | — | — | — | — | — | Common Stock | 3,120 | 3,120 | D |
| Restricted Stock UnitsF5 | — | holding | — | — | — | — | — | Common Stock | 7,383 | 7,383 | D |
| Restricted Stock UnitsF6 | — | holding | — | — | — | — | — | Common Stock | 10,294 | 10,294 | D |
| Phantom StockF7 | — | holding | — | — | — | — | — | Common Stock | 1,801 | 1,801 | D |
| Phantom StockF8 | — | holding | — | — | — | — | — | Common Stock | 8,103 | 8,103 | D |
Explanation of responses
- F1On March 20, 2025, the reporting person was granted 4,922 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.
- F2On March 20, 2026, the reporting person was granted 6,863 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.
- F3On March 20, 2022, the reporting person was granted 7,853 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.
- F4On March 20, 2023, the reporting person was granted 7,797 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.
- F5On March 20, 2025, the reporting person was granted 7,383 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.
- F6On March 20, 2026, the reporting person was granted 10,294 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.
- F7On March 20, 2024, the reporting person was granted 5,402 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
- F8On March 20, 2024, the reporting person was granted 8,103 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.