SEC Form 4 · accession 0001193125-26-332301
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew F. Corrado
Officer — President Peapack Private NY
Period of report
Jul 31, 2026
Accepted (ET)
Aug 4, 2026 · 1:45 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,293 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3 | — | Jul 31, 2026 | M | 11,309 | A | — | — | Common Stock | 11,309 | 11,309 | D |
| Phantom StockF1 | — | holding | — | — | — | — | — | Common Stock | 8,081 | 8,081 | D |
| Phantom StockF2 | — | holding | — | — | — | — | — | Common Stock | 9,041 | 9,041 | D |
| Phantom StockF4 | — | holding | — | — | — | — | — | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1On August 1, 2025, the reporting person was granted 12,121 phantom stock shares, vesting in three equal annual installments beginning on August 1, 2026. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
- F2On March 20, 2026, the reporting person was granted 9,041 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
- F3On July 31, 2026, the reporting person was granted 11,309 phantom stock shares, vesting in three equal annual installments beginning on July 31, 2027. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
- F4On March 20, 2024, the reporting person was granted 25,000 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.