SEC Form 4 · accession 0001193125-26-289537
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Chalkan
Officer — EVP, Chief Credit Officer
Period of report
Jun 29, 2026
Accepted (ET)
Jun 30, 2026 · 9:25 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2026 | S | 1,100 | $47.60 | D | 26,075 | D | |
| Common Stock | holding | — | — | — | 501 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Common Stock | 3,266 | 3,266 | D |
| Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 5,785 | 5,785 | D |
| Restricted Stock UnitsF3 | — | holding | — | — | — | — | — | Common Stock | 3,120 | 3,120 | D |
| Restricted Stock UnitsF4 | — | holding | — | — | — | — | — | Common Stock | 1,633 | 1,633 | D |
| Restricted Stock UnitsF5 | — | holding | — | — | — | — | — | Common Stock | 1,928 | 1,928 | D |
| Phantom StockF6 | — | holding | — | — | — | — | — | Common Stock | 2,113 | 2,113 | D |
| Phantom StockF7 | — | holding | — | — | — | — | — | Common Stock | 2,112 | 2,112 | D |
Explanation of responses
- F1On March 20, 2025, the reporting person was granted 4,899 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.
- F2On March 20, 2026, the reporting person was granted 5,785 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.
- F3On March 20, 2023, the reporting person was granted 7,800 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.
- F4On March 20, 2025, the reporting person was granted 1,633 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.
- F5On March 20, 2026, the reporting person was granted 1,928 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.
- F6On March 20, 2024, the reporting person was granted 6,337 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
- F7On March 20, 2024, the reporting person was granted 2,112 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.