SEC Form 4 · accession 0001193125-26-269186
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francesco S Rossi
Officer — SVP/Chief Accounting Officer
Period of report
Jun 11, 2026
Accepted (ET)
Jun 12, 2026 · 3:07 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2026 | S | 547 | $45.515 | D | 5,140 | D | |
| Common Stock | Jun 11, 2026 | S | 1,937 | $45.515 | D | 3,370 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | holding | — | — | — | — | — | Common Stock | 743 | 743 | D |
| Phantom StockF2 | — | holding | — | — | — | — | — | Common Stock | 1,170 | 1,170 | D |
| Phantom StockF3 | — | holding | — | — | — | — | — | Common Stock | 1,893 | 1,893 | D |
Explanation of responses
- F1On March 20, 2024, the reporting person was granted 2,228 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
- F2On March 20, 2025, the reporting person was granted 1,754 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each phantom share is the economic equivalent of one share of common stock.
- F3On March 20, 2026, the reporting person was granted 1,893 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each phantom share is the economic equivalent of one share of common stock.