SEC Form 4 · accession 0001209191-16-153873
Strategy Inc · MSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Epstein
Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 5, 2016 | M | 368 | $121.43 | A | 368 | D | |
| Class A Common Stock | Dec 5, 2016 | S | 368 | $195.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to buy)F2,F1 | $121.43 | Dec 5, 2016 | M | 368 | D | — | Apr 30, 2024 | Class A Common Stock | 368 | 17,900 | D |
Explanation of responses
- F1The 368 shares exercised on December 5, 2016 pursuant to this option vested on April 30, 2016. Of the remaining 17,900 shares subject to this option, 5,400 shares vested on April 30, 2016, 6,250 shares are scheduled to vest on April 30, 2017, and 6,250 shares are scheduled to vest on April 30, 2018.
- F2See Exhibit A.