SEC Form 4 · accession 0001179110-19-001139
PC CONNECTION INC · CNXN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Gallup
Officer — Chairman & Chief Admin Officer · Director · 10% Owner
Period of report
Sep 1, 2018
Accepted (ET)
Feb 1, 2019 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | Sep 1, 2018 | M | 500 | — | A | 460,717 | D | |
| Common Stock | holding | — | — | — | 7,119,094 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 15,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 1, 2018 | M | 500 | D | — | — | Common Stock | 500 | 4,500 | D |
Explanation of responses
- F1The restricted stock units convert into common stock on a one-for-one basis.
- F2On February 13, 2018, the reporting person was granted 5,000 restricted stock units, vesting in 10 equal annual installments commencing on September 1, 2018.
- F3The reporting person disclaims beneficial ownership of these securities, except to the extent of such person's pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F4The total share amount in Column 5 reflects the reporting person's common stock ownership as of February 1, 2019 and not as of the earliest transaction date of September 1, 2018.