SEC Form 4 · accession 0001179110-17-014930
PC CONNECTION INC · CNXN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Gallup
Officer — Chairman & Chief Admin Officer · Director · 10% Owner
Period of report
Dec 3, 2017
Accepted (ET)
Dec 5, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2017 | M | 500 | $0.00 | A | 479,217 | D | |
| Common Stock | holding | — | — | — | 7,119,094 | I | By Trust | |
| Common Stock | holding | — | — | — | 15,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 3, 2017 | M | 500 | D | — | — | Common Stock | 500 | 500 | D |
Explanation of responses
- F1The restricted stock units convert into common stock on a one-for-one basis.
- F2On December 3, 2013, the reporting person was granted 2,500 restricted stock units pursuant to the PC Connection, Inc. Amended and Restated 2007 Stock Incentive Plan, of which 500 restricted stock units vested on the grant date. The remaining restricted stock units vest in four equal annual installments commencing on December 3, 2014.