SEC Form 4 · accession 0001179110-16-032759
PC CONNECTION INC · CNXN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Hall
Director · 10% Owner
Period of report
Dec 3, 2016
Accepted (ET)
Dec 9, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2016 | M | 500 | $0.00 | A | 65,368 | D | |
| Common Stock | holding | — | — | — | 7,119,094 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 3, 2016 | M | 500 | D | — | — | Common Stock | 500 | 500 | D |
Explanation of responses
- F1This Form 4 is filed late due to administrative oversight.
- F2The restricted stock units convert into common stock on a one-for-one basis.
- F3On December 3, 2014, the reporting person was granted 2,500 restricted stock units pursuant to the PC Connection, Inc. Amended and Restated 2007 Stock Incentive Plan, of which 500 restricted stock units vested on the grant date. The remaining restricted stock units vest in four equal installments commencing on December 3, 2014.