SEC Form 4 · accession 0001179110-16-031506
PC CONNECTION INC · CNXN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Gallup
Officer — Chairman & Chief Admin Officer · Director · 10% Owner
Period of report
Nov 12, 2016
Accepted (ET)
Nov 14, 2016 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2016 | M | 2,000 | $0.00 | A | 497,217 | D | |
| Common Stock | holding | — | — | — | 7,119,094 | I | By Trust | |
| Common StockF1 | holding | — | — | — | 15,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 12, 2016 | M | 2,000 | D | — | — | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, except to the extent of such reporting person's pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2The restricted stock units convert into common stock on a one-for-one basis.
- F3The restricted stock units were granted on November 12, 2012, and vested in two equal annual installments beginning November 12, 2015.