SEC Form 4 · accession 0001179110-16-022653
PC CONNECTION INC · CNXN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Baute
Director
Period of report
Nov 12, 2015
Accepted (ET)
Apr 4, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 12, 2015 | M | 2,000 | $0.00 | A | 27,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Nov 12, 2015 | M | 2,000 | D | — | — | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1This Form 4 is filed late due to administrative oversight.
- F2The number of shares reported is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transaction reported herein.
- F3The restricted stock units convert into common stock on a one-for-one basis.
- F4The restricted stock units were granted on November 12, 2012, with vesting to occur in two equal installments beginning November 12, 2015.