SEC Form 4 · accession 0001209191-18-019845
WATSCO INC · WSO; WSOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise Dickins
Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 13, 2018 | M | 7,500 | $121.84 | A | 0 | D | |
| Common stock | Mar 13, 2018 | F | 5,041 | $181.27 | D | 2,459 | D | |
| Common stock | holding | — | — | — | 5,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $121.84 | Mar 13, 2018 | M | 7,500 | D | — | Nov 9, 2020 | Common Stock | 7,500 | 0 | D |
| Stock Option (right to buy)F2 | $142.21 | holding | — | — | — | — | Jul 1, 2021 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (right to buy)F3 | $143.86 | holding | — | — | — | — | Jun 5, 2022 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The option vested 33 1/3% on November 9, 2015, November 9, 2016 and November 9, 2017, respectively.
- F2The options vest 33 1/3% on July 1, 2016, July 1, 2017 and July 1, 2018, respectively.
- F3The options vest 33 1/3% on June 5, 2017, June 5, 2018 and June 5, 2019, respectively.