SEC Form 4 · accession 0001209191-17-003235
WATSCO INC · WSO; WSOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron J Nahmad
Officer — President · Director
Period of report
Jan 6, 2017
Accepted (ET)
Jan 10, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 267 | I | See footnote | |
| Common Stock | holding | — | — | — | 1,408 | D | ||
| Common Stock | holding | — | — | — | 1,150 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F2 | — | Jan 6, 2017 | A | 20,839 | A | — | — | Class B Common Stock | 20,839 | 73,376 | D |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class B Common Stock | 63,605 | 63,605 | D |
Explanation of responses
- F1Ownership in Watsco, Inc. Profit Sharing Retirement Plan and Trust.
- F2The Class B Common Stock is convertible into Common Stock at any time on a one-for-one basis and has no expiration date.
- F3Award of stock pursuant to Watsco, Inc. Restricted Stock Agreement.