SEC Form 4 · accession 0001209191-16-105343
WATSCO INC · WSO; WSOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ana M Menendez
Officer — CFO / Treasurer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,281 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 40,000 | D | ||
| Common Stock | holding | — | — | — | 28,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F3 | — | Mar 1, 2016 | A | 1,837 | A | — | — | Class B Common Stock | 1,837 | 37,037 | D |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class B Common Stock | 4,867 | 4,867 | D |
Explanation of responses
- F1Ownership in Watsco, Inc. Profit Sharing Retirement Plan and Trust.
- F2Award of stock pursuant to Watsco, Inc. Restricted Stock Agreement.
- F3The Class B Common Stock is convertible into Common Stock at any time on a one-for-one basis and has no expiration date.