SEC Form 4 · accession 0001396677-15-000039
NUTRACEUTICAL INTERNATIONAL CORP · NUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory J McQueen
Officer — Vice President and CFO
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 12:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050007
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | M | 2,500 | $14.22 | A | 25,274 | D | |
| Common StockF2 | Aug 10, 2015 | S | 2,500 | $24.8512 | D | 22,774 | D | |
| Common Stock | Aug 11, 2015 | M | 5,000 | $14.22 | A | 27,774 | D | |
| Common StockF3 | Aug 11, 2015 | S | 2,900 | $24.4959 | D | 24,874 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $14.22 | Aug 10, 2015 | M | 2,500 | D | Sep 30, 2005 | Sep 30, 2015 | Common Stock | 2,500 | 5,000 | D |
| Employee Stock Option (right to buy)F4 | $14.22 | Aug 11, 2015 | M | 5,000 | D | Sep 30, 2005 | Sep 30, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Exercise of options expiring on September 30, 2015.
- F2The price shown in Column 4 is a weighted average sale price. The price range for the sales is $24.74 to $24.97. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The price shown in Column 4 is a weighted average sale price. The price range for the sales is $24.40 to $24.54. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4The options immediately vested at the time of grant.