SEC Form 4 · accession 0001396677-15-000025
NUTRACEUTICAL INTERNATIONAL CORP · NUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley E Soper
Officer — VP, Legal Affairs
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050007
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2015 | M | 6,805 | $14.22 | A | 6,805 | D | |
| Common StockF3 | Apr 28, 2015 | S | 6,805 | $20.0114 | D | 0 | D | |
| Common Stock | Apr 29, 2015 | M | 1,680 | $14.22 | A | 1,680 | D | |
| Common Stock | Apr 29, 2015 | S | 1,680 | $20.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $14.22 | Apr 28, 2015 | M | 6,805 | D | Sep 30, 2005 | Sep 30, 2015 | Common Stock | 6,805 | 10,507 | D |
| Employee Stock Option (right to buy)F4 | $14.22 | Apr 29, 2015 | M | 1,680 | D | Sep 30, 2005 | Sep 30, 2015 | Common Stock | 1,680 | 8,827 | D |
Explanation of responses
- F1Exercise of options expiring on September 30, 2015.
- F2The sale reported in this Form 4 effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 9, 2015.
- F3The price shown in Column 4 is a weighted average sale price. The price range for the sales is $20.00 to $20.05. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4The option immediately vested at the time of grant.