SEC Form 4 · accession 0001179110-17-015003
BROOKLINE BANCORP INC · BRKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Hollister
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 6, 2017 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | M | 5,000 | $10.78 | A | 28,700 | D | |
| Common StockF1 | Dec 6, 2017 | S | 3,500 | $15.75 | D | 25,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $10.78 | Dec 6, 2017 | M | 5,000 | A | Mar 24, 2011 | Mar 24, 2020 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Includes shares of restricted stock granted pursuant to the Brookline Bancorp, Inc. 2014 Equity Incentive Plan.
- F2The option, representing a right to purchase a total of 5,000 shares, became exercisable on March 24, 2011.