SEC Form 4 · accession 0001179110-17-014992

BROOKLINE BANCORP INC · BRKL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Credit Officer

Period of report

Dec 5, 2017

Accepted (ET)

Dec 6, 2017 · 8:31 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001049782

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 5, 2017	M	12,500	$11.84	A	35,277	D
Common Stock^F1,F2	Dec 5, 2017	S	12,500	$16.07	D	22,777	D
Common Stock	holding	—	—		—	28,029	I	By M. Robert Rose Trust
Common Stock	holding	—	—		—	6,875	I	By IRA
Common Stock	holding	—	—		—	2,411	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$11.84	Dec 5, 2017	M	12,500	D	Aug 3, 2010	Aug 3, 2019	Common Stock	12,500	0	D

F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.05 to $16.07, inclusive. The reporting person undertakes to provide to Brookline Bancorp, Inc., any security holder of Brookline Bancorp, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1)to this Form 4.
F2Includes shares of restricted stock granted pursuant to the Brookline Bancorp, Inc. 2014 Equity Incentive Plan.
F3The option, representing a right to purchase a total of 25,000 shares, became exercisable in two equal annual installments beginning on August 3, 2009. The reporting person previously exercised 12,500 of these options.