SEC Form 4/A · accession 0001179110-17-006612
BROOKLINE BANCORP INC · BRKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carl M Carlson
Officer — Chief Financial Officer
Period of report
Apr 27, 2017
Accepted (ET)
May 5, 2017 · 12:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 27, 2017 | P | 10,000 | $14.50 | A | 71,733 | D | |
| Common StockF4 | holding | — | — | — | 415 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person purchased these shares pursuant to an underwritten public offering transaction.
- F2On the original Form 4 that was filed on April 27, 2017, the amount of securities beneficially owned after the reported transaction was shown as 71,333. The correct amount should have been shown as 71,733. The corrected amount is reflected in this Form 4-A.
- F3Includes shares of restricted stock granted pursuant to the Brookline Bancorp, Inc. 2011 Restricted Stock Plan and the 2014 Equity Incentive Plan.
- F4Reflects ESOP allocations and distributions that have occurred since the date of the reporting person's last ownership report.