SEC Form 4 · accession 0001179110-17-006386
BROOKLINE BANCORP INC · BRKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl M Carlson
Officer — Chief Financial Officer
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | F | 3,935 | $14.55 | D | 67,798 | D | |
| Common StockF1,F2 | Apr 28, 2017 | D | 6,767 | $0.00 | D | 61,031 | D | |
| Common Stock | holding | — | — | — | 415 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As previously reported, on April 28, 2014, the reporting person received grants of performance based restricted stock in the amounts of 5,906 and 11,013 shares, respectively. A portion of the performance metrics were met for each grant, therefore a portion of these restricted shares vested on the third anniversary of the date of grant and the remaining shares were automatically forfeited.
- F2Includes shares of restricted stock granted pursuant to the Brookline Bancorp, Inc. 2011 Restricted Stock Plan and the 2014 Equity Incentive Plan.