SEC Form 4/A · accession 0001179110-16-032167
BROOKLINE BANCORP INC · BRKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles H Peck
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 29, 2016 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 15, 2016 | S | 12,000 | $14.94 | D | 274,718 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 24,655 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 16, 2016, the reporting person mistakenly filed a Form 4 with an incorrect transaction date. This Form 4/A serves to correct that filing.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.85 to $15.08, inclusive. The reporting person undertakes to provide to Brookline Bancorp, Inc., any security holder of Brookline Bancorp, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1)to this Form 4.
- F3Includes shares of restricted stock granted pursuant to the Brookline Bancorp, Inc. 2014 Equity Incentive Plan.