SEC Form 4 · accession 0001179110-16-032026
BROOKLINE BANCORP INC · BRKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Cosman
Officer — Chief Operations Officer
Period of report
Nov 23, 2016
Accepted (ET)
Nov 23, 2016 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | M | 12,500 | $11.84 | A | 40,098 | D | |
| Common StockF1 | Nov 23, 2016 | S | 12,500 | $15.05 | D | 27,598 | D | |
| Common Stock | holding | — | — | — | 2,212 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F2 | $11.84 | Nov 23, 2016 | M | 12,500 | A | Aug 3, 2010 | Aug 3, 2019 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1Includes shares of restricted stock granted pursuant to the 2014 Brookline Bancorp, Inc. Equity Incentive Plan.
- F2The option, representing a right to purchase a total of 25,000 shares, became exercisable in two equal annual installments beginning on August 3, 2009.