SEC Form 4 · accession 0001179110-16-030950
BROOKLINE BANCORP INC · BRKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J. McCarthy
Officer — President of Subsidiary Bank
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 24, 2016 | A | 4,000 | $0.00 | A | 4,000 | D | |
| Common Stock | holding | — | — | — | 3,000 | I | By James J. McCarthy IRA | |
| Common Stock | holding | — | — | — | 20,155 | I | By James J. McCarthy Trust 2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock shares granted pursuant to the Brookline Bancorp, Inc. 2014 Equity Incentive Plan. The shares vest in three equal installments on an annual basis, commencing one year from the date of grant.
- F2Includes shares of restricted stock granted pursuant to the Brookline Bancorp, Inc. 2014 Equity Incentive Plan.