SEC Form 4 · accession 0001179110-16-027899
BROOKLINE BANCORP INC · BRKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl M Carlson
Officer — Chief Financial Officer
Period of report
Jul 25, 2016
Accepted (ET)
Jul 26, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2016 | A | 4,984 | $0.00 | A | 57,275 | D | |
| Common StockF2,F4 | Jul 25, 2016 | A | 4,985 | $0.00 | A | 62,260 | D | |
| Common StockF3 | holding | — | — | — | 214 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock shares granted pursuant to the Brookline Bancorp, Inc. 2014 Equity Incentive Plan. The shares vest in three equal installments on an annual basis, commencing one year from the date of grant.
- F2Performance based restricted stock shares granted pursuant to the Brookline Bancorp, Inc. 2014 Equity Incentive Plan. The shares vest on the third anniversary of the date of grant based on certain performance based metrics.
- F3Reflects ESOP allocations and distributions that have occurred since the date of the reporting person's last ownership report.
- F4Includes shares of restricted stock granted pursuant to the Brookline Bancorp, Inc. 2011 Restricted Stock Plan and the 2014 Equity Incentive Plan.