SEC Form 4 · accession 0001179110-15-011589
BROOKLINE BANCORP INC · BRKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Robert Rose
Officer — Chief Credit Officer
Period of report
Jul 30, 2015
Accepted (ET)
Jul 31, 2015 · 11:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 30, 2015 | F | 864 | $11.33 | D | 38,477 | D | |
| Common StockF1,F2 | Jul 30, 2015 | D | 2,344 | $0.00 | D | 36,133 | D | |
| Common Stock | holding | — | — | — | 1,998 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,775 | I | By IRA | |
| Common Stock | holding | — | — | — | 5,400 | I | By M. Robert Rose Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As previously reported, on July 30, 2012, the reporting person received a grant of 3,750 shares of performance based restricted stock. A portion of the performance metrics were met, therefore a portion of these restricted shares vested on the third anniversary of the date of grant and the remaining shares were automatically forfeited.
- F2Includes shares of restricted stock granted pursuant to the Brookline Bancorp, Inc. 2011 Restricted Stock Plan and the 2014 Equity Incentive Plan.