SEC Form 4 · accession 0001049606-18-000013
COMPX INTERNATIONAL INC · CIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
NL INDUSTRIES INC
10% Owner
Serena S Connelly
10% Owner
Lisa K Simmons
10% Owner
Harold C. Simmons Family Trust No. 2
10% Owner
Period of report
Jul 17, 2018
Accepted (ET)
Jul 18, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1,F2 | Jul 17, 2018 | J | 10,000,000 | — | A | 10,755,104 | I | By NL |
| Class A Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 5,900 | I | By Contran | |
| Class A Common Stock, par value $0.01 per shareF4 | holding | — | — | — | 3,000 | I | By Kronos | |
| Class A Common Stock, par value $0.01 per shareF5 | holding | — | — | — | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX.
- F2Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
- F3Directly held by Contran Corporation. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
- F4Directly held by Kronos Worldwide, Inc. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
- F5Directly held by Serena Simmons Connelly.