SEC Form 4 · accession 0001209191-16-147801
MERCURY SYSTEMS INC · MRCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James K Bass
Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | M | 15,000 | $14.12 | A | 72,413 | D | |
| Common StockF1 | Oct 31, 2016 | F | 7,625 | $27.78 | D | 64,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to buy)F2 | $14.12 | Oct 31, 2016 | M | 15,000 | D | Oct 21, 2012 | Oct 21, 2017 | Common | 15,000 | 0 | D |
Explanation of responses
- F1Net exercise of stock option to cover the exercise price and tax withholding obligations.
- F2Field N/A to this transaction but was completed to allow for electronic filing only.