SEC Form 4 · accession 0001127602-18-029113
MKS INC · MKSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raj Batra
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049502
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 1, 2018 | A | 2,114 | — | A | 2,114 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or on June 9, 2019 if no such meeting is held by June 9, 2019).
- F2Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.