SEC Form 4 · accession 0001127602-18-017081
MKS INC · MKSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Bertucci
Director
Period of report
May 9, 2018
Accepted (ET)
May 10, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049502
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 9, 2018 | A | 1,499 | — | A | 198,745 | D | |
| Common Stock | holding | — | — | — | 51,000 | I | By Claire R. Bertucci 2016 Second Qualified Annuity Trust | |
| Common Stock | holding | — | — | — | 27,782 | I | By John R. Bertucci 2016 Second Qualified Annuity Trust | |
| Common Stock | holding | — | — | — | 186,505 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).
- F2Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- F3Adjusted to reflect cash payment in lieu of distribution of a fractional share.