SEC Form 4 · accession 0001127602-18-016364
MKS INC · MKSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Bertucci
Director
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049502
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2018 | G | 60,996 | $0.00 | D | 0 | I | By John R. Bertucci 2016 Qualified Annuity Trust |
| Common StockF2 | May 2, 2018 | G | 68,336 | $0.00 | D | 0 | I | By Claire R. Bertucci 2016 Qualified Annuity Trust |
| Common Stock | holding | — | — | — | 197,248 | D | ||
| Common Stock | holding | — | — | — | 51,000 | I | By Claire R. Bertucci 2016 Second Qualified Annuity Trust | |
| Common Stock | holding | — | — | — | 27,782 | I | By John R. Bertucci 2016 Second Qualified Annuity Trust | |
| Common Stock | holding | — | — | — | 186,505 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 60,996 shares in this trust were transferred to the reporting person's beneficiaries and the remaining 25,976 shares were distributed to the reporting person and are reported in this Form 4 as directly owned by the reporting person.
- F2The reporting person's spouse's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 68,336 shares in this trust were transferred to the reporting person's spouse's beneficiaries and the remaining 19,355 shares were distributed to the reporting person's spouse and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse.