SEC Form 4 · accession 0001127602-16-048850
MKS INC · MKSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Abrams
Officer — Sr. VP, Global Sales & Service
Period of report
Apr 4, 2016
Accepted (ET)
Apr 5, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049502
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 4, 2016 | M | 1,503 | — | A | 8,928 | D | |
| Common Stock | Apr 4, 2016 | F | 488 | $37.85 | D | 8,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Apr 4, 2016 | M | 1,503 | D | — | — | Common Stock | 1,503 | 10,006 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F3The RSUs vest in equal annual installments over three years from the respective original grant date.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney