SEC Form 4 · accession 0001127602-15-016429
MKS INC · MKSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Chute
Director
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 10:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049502
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2015 | S | 3,000 | $35.46 | D | 4,824 | D | |
| Common StockF3 | May 4, 2015 | A | 3,959 | — | A | 8,783 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2This RSU grant fully vests on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).
- F3Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.