SEC Form 4 · accession 0000104918-19-000039
AVISTA CORP · AVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark T Thies
Officer — Senior Vice President
Period of report
Feb 11, 2019
Accepted (ET)
Feb 12, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Share GrantF1 | Feb 11, 2019 | A | 4,114 | — | A | 110,475 | D | |
| Shares held by Spouse at Broker | holding | — | — | — | 5,751 | I | held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Shares Grant for 2019F2,F3 | — | Feb 11, 2019 | A | 12,342 | A | — | — | Common Stock | 12,342 | 12,342 | D |
Explanation of responses
- F1Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.
- F2No conversion price. Shares awarded if performance measure is met.
- F3Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.