SEC Form 4 · accession 0000104918-19-000030
AVISTA CORP · AVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Lynn Rosentrater
Officer — Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock-Performance SharesF1 | Feb 5, 2019 | M | 778 | — | A | 7,536 | D | |
| Common Stock-Performance SharesF2 | Feb 5, 2019 | F | 231 | $41.42 | D | 7,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Conversion of 2016 Performance Shares related to CEPSF1 | — | Feb 5, 2019 | M | 1,388 | D | — | — | Common Stock | 1,388 | 0 | D |
Explanation of responses
- F1Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.
- F2Shares withheld to pay income tax on Performance Shares acquired 2/5/19.