SEC Form 4 · accession 0000104918-17-000043
AVISTA CORP · AVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Lynn Rosentrater
Officer — Vice President
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Performance SharesF1 | Feb 2, 2017 | M | 891 | — | A | 8,205 | D | |
| Common Stock - Performance SharesF2 | Feb 2, 2017 | F | 264 | $38.42 | D | 7,941 | D | |
| Shares held in 401(k) Plan | holding | — | — | — | 6 | I | held by Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Conversion of 2014 Performance Shares related to CEPSF1 | — | Feb 2, 2017 | M | 550 | D | — | — | Common Stock | 550 | 0 | D |
Explanation of responses
- F1Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.
- F2Shares withheld to pay income tax on Performance Shares acquired 2/2/17.