SEC Form 4 · accession 0000104918-17-000038
AVISTA CORP · AVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen S Feltes
Officer — Senior Vice President
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Performance SharesF1 | Feb 2, 2017 | M | 6,075 | — | A | 35,276 | D | |
| Common Stock - Performance SharesF2 | Feb 2, 2017 | F | 1,662 | $38.42 | D | 33,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Conversion of 2014 Performance Shares related to CEPSF1 | — | Feb 2, 2017 | M | 3,750 | D | — | — | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.
- F2Shares withheld to pay income tax on Performance Shares acquired 2/2/17.