SEC Form 4 · accession 0000104918-17-000018
AVISTA CORP · AVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L Morris
Officer — Chairman President and CEO
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Performance SharesF1 | Jan 9, 2017 | M | 35,938 | — | A | 177,962 | D | |
| Common Stock - Performance SharesF2 | Jan 9, 2017 | F | 11,491 | $39.02 | D | 166,471 | D | |
| Common Stock held in 401(k) Plan | holding | — | — | — | 162 | I | held by Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Conversion of 2014 Performance SharesF1 | — | Jan 9, 2017 | M | 30,200 | D | — | — | Common Stock | 30,200 | 0 | D |
Explanation of responses
- F1Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.
- F2Shares withheld to pay income tax on Performance Shares acquired 1/09/17.